Trident Advisors Managed Account Login
Business Continuity Plan
Order Routing Procedure
Privacy Policy
Customer Identification Program
Municipal Securities Investors Information Brochure
Business Continuity Plan

Trident Partners Ltd. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Our Business Continuity Plan

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our clearing firm, RBC CS backs up our important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by our clearing firm that their objective is to restore their own operations and be able to complete existing transactions and accept new transactions and payments within a reasonable time period. Your orders and requests for funds and securities could be delayed during this period.

Varying Disruptions

Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. Our plan is designed to allow us to continue in business, transfer operations to our clearing firms if necessary, and notify you through our web site at www.tridentpartnersltd.com or our customer emergency number, 800-341-1990, on how to contact us. In the event we cannot be contacted, our clearing firm RBC CS, can be contacted at 612-607-8903 through customer service to address your needs. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.

For more information

If you have questions about our business continuity planning, you can contact us at 800-341-1990 or compliance@tridentpartnersltd.com

Accounts
Account Login
Contact Us

181 Crossways Park Drive
Woodbury, New York 11797

Phone:  516.681.9100
Toll Free:  800.341.1990
Email

© Copyright 2012 Trident Advisors LLC, a Registered Investment Adviser. All Rights Reserved.
Regulatory Information Site Map Trident Partners